kresmion.

Going concern warnings

Companies whose latest periodic SEC filing states substantial doubt about their ability to continue as a going concern, each with the sentence quoted from the filing.
How this is computed

In the last 12 months, 1,346 companies filed a 10-K, 10-Q, 20-F, 40-F or 6-K that states substantial doubt about their ability to continue as a going concern (4,038 filings), in Kresmion's read of filings through Nov 6, 2026; 214 of them are blank-check companies (SPACs).

Kresmion reads each company's periodic SEC filings with deterministic text rules and lists a filing only when it states substantial doubt about the company's own ability to continue as a going concern as a present conclusion; possible or future doubt, alleviated doubt, doubt about another entity, policy text and 8-K reports are left out, and so is a filing whose full text says the doubt was alleviated. Each row quotes the filing.

As of . Source: SEC EDGAR: 10-K, 10-Q, 20-F, 40-F and 6-K filings. Method and limitations.

Operating
1,132
companies
SPACs
214
blank-check
Filings
4,038
last 12 months

Which companies' filings state substantial doubt?

latest filing read Nov 6, 2026
Companies whose latest periodic SEC filing states substantial doubt about their ability to continue as a going concern
CompanyFilingWhat the filing says
SGLYSingularity Future Technology Ltd.10-K Sep 29, 20263 in 12 months
…the Company's limited on-hand cash position as of June 30, 2026 of $ 57,275, raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that the financial statements are issued.
Read the 10-K on SEC EDGAR
RMGLRocky Mountains Group Ltd10-Q Sep 29, 20264 in 12 months
This factor raises substantial doubt about the Company's ability to continue as a going concern within one year of the date that the financial statements are issued.
Read the 10-Q on SEC EDGAR
BNETBION ENVIRONMENTAL TECHNOLOGIES INC10-K Sep 29, 20264 in 12 months
The Company's lack of revenue and/or operating profits, together with the low likelihood of generating positive cash flow and/or net income during the next 12-24 months, raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
VIPZVIP Play, Inc.10-K Sep 29, 20264 in 12 months
We have incurred recurring losses from operations, have an accumulated deficit, and there is substantial doubt regarding our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
WSTNWestin Acquisition Corp10-K Sep 29, 2026SPAC4 in 12 months
As a result, management has determined that such an additional condition also raises substantial doubt about the Company's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
FOXXFoxx Development Holdings Inc.10-K Sep 28, 2026
These conditions raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
OCACOcean Capital Acquisition Corp10-K Sep 28, 2026SPAC
These factors, among others, raise substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
NAIINATURAL ALTERNATIVES INTERNATIONAL INC10-K Sep 28, 2026
…and there is substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
BTOCArmlogi Holding Corp.10-K Sep 28, 2026
…management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that this report is issued.
Read the 10-K on SEC EDGAR
NORDNordicus Partners Corp10-Q Sep 28, 20264 in 12 months
Accordingly, there is substantial doubt about the ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
SGLASino Green Land Corp.10-K Sep 28, 20263 in 12 months
There is substantial doubt about Sino Green Land's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
PBKPOWERBANK Corp20-F Sep 28, 2026
Our Company and Our Industry PowerBank has determined there is substantial doubt about its ability to continue as a going concern.
Read the 20-F on SEC EDGAR
AGRZAgroz Inc.20-F Sep 28, 2026
These conditions raise substantial doubt about the Company's ability to continue as a going concern.
Read the 20-F on SEC EDGAR
BTLNBrightline Interactive, Inc./NV10-K Sep 28, 20262 in 12 months
As discussed in Note 2 to the financial statements, the Company has suffered recurring losses from operations that raises substantial doubt about its ability to continue as a going concern.
Read the 10-K on SEC EDGAR
PTNPALATIN TECHNOLOGIES INC10-K Sep 28, 2026
Our management has determined that there is substantial doubt about our ability to continue as a going concern, which may make it more difficult and more expensive for us to raise capital.
Read the 10-K on SEC EDGAR
NNVCNANOVIRICIDES, INC.10-K Sep 28, 20264 in 12 months
As a result, substantial doubt exists about the Company's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
XERIXERIANT, INC.10-K Sep 28, 20264 in 12 months
Our recurring operating losses raise substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
BLNHBlue Line Holdings, Inc.10-K Sep 28, 20264 in 12 months
We identified conditions and events that raise substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
GWTIGREENWAY TECHNOLOGIES, INC. & SUBSIDIARIES10-Q Sep 28, 20264 in 12 months
These factors create substantial doubt about the Company's ability to continue as a going concern within the twelve-month period subsequent to the date that these consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
GLNSGolden Star Resource Corp.10-K Sep 28, 20264 in 12 months
This raises substantial doubt about its ability to continue as a going concern.
Read the 10-K on SEC EDGAR
GFLTGenFlat Holdings, Inc.10-K Sep 25, 20264 in 12 months
…which raises substantial doubt about its ability to continue as a going concern.
Read the 10-K on SEC EDGAR
CRMLCritical Metals Corp.20-F Sep 25, 2026
Substantial doubt exists about our ability to continue as a going concern within one year after the date that the financial statements are available to be issued.
Read the 20-F on SEC EDGAR
QNMEQuanome Technologies, Inc.10-K Sep 25, 20263 in 12 months
These factors, among others, raise the substantial doubt regarding the Company's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
PPCBPropanc Biopharma, Inc.10-K Sep 25, 20264 in 12 months
The foregoing raises substantial doubt about our ability to continue as a going concern for a period of 12 months from the issue date of this report.
Read the 10-K on SEC EDGAR
TBNTamboran Resources Corp10-K Sep 25, 20262 in 12 months
Our recurring losses from operations, negative cash flows and substantial cumulative net losses raise substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
SHPHShuttle Pharmaceuticals Holdings, Inc.10-Q Sep 24, 20263 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that the consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
AMSTAmesite Inc.10-K Sep 23, 20263 in 12 months
There is substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
QREDQuasarEdge Acquisition Corp10-Q Sep 21, 2026SPAC2 in 12 months
Therefore, management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.
Read the 10-Q on SEC EDGAR
KCRDKindcard, Inc.10-Q Sep 21, 20264 in 12 months
Accordingly, these factors raise substantial doubt as to the Company's ability to continue as a going concern from a period of one year from the issuance of these financial statements.
Read the 10-Q on SEC EDGAR
KHOBFKHEOBA Ltd6-K Sep 21, 20262 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern for a period of at least 12 months from the date these consolidated financial statements are issued.
Read the 6-K on SEC EDGAR
NAPDNAPC Defense, Inc.10-Q Sep 21, 20264 in 12 months
The report of our independent auditors for the years ended April 30, 2026 and 2025 raises substantial doubt as to our ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
HNOIHNO International, Inc.10-Q Sep 21, 20264 in 12 months
Based on the above factors, substantial doubt exists about our ability to continue as a going concern within one year after the date that the financial statements are issued.
Read the 10-Q on SEC EDGAR
AKOMAerkomm Inc.10-Q Sep 18, 20263 in 12 months
These conditions and events raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that the unaudited condensed consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
HGYNHONG YUAN HOLDING GROUP10-Q Sep 18, 20264 in 12 months
These factors raise substantial doubt about the ability of the Company to continue as a going concern.
Read the 10-Q on SEC EDGAR
IBGInnovation Beverage Group Ltd20-F Sep 17, 2026
These conditions raise substantial doubt about our ability to continue as a going concern for one year from the issuance of our consolidated financial statements.
Read the 20-F on SEC EDGAR
FEAM5E Advanced Materials, Inc.10-K Sep 17, 2026
There is substantial doubt regarding our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
PZGParamount Gold Nevada Corp.10-K Sep 17, 20264 in 12 months
There is substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
CTTHCTT PHARMACEUTICAL HOLDINGS, INC.10-Q Sep 17, 2026
These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date of issuance of the audited financial statements.
Read the 10-Q on SEC EDGAR
VSBCVITASPRING BIOMEDICAL CO. LTD.10-Q Sep 17, 202611 in 12 months
The Company's minimal cash balance, recurring operating losses, and significant working capital deficit raise substantial doubt about its ability to continue as a going concern within one year after the financial statements are issued.
Read the 10-Q on SEC EDGAR
IVDNINNOVATIVE DESIGNS INC10-Q Sep 16, 20264 in 12 months
These factors raise substantial doubt regarding the Company's ability to continue as a going concern for a period of one year from the issuance of these condensed financial statements.
Read the 10-Q on SEC EDGAR
PDCPerpetuals.com Ltd20-F Sep 15, 2026
These conditions raise substantial doubt about our ability to continue as a going concern.
Read the 20-F on SEC EDGAR
UROYUranium Royalty Corp.10-Q Sep 14, 2026
These conditions and events raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that these unaudited condensed consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
VNYRVenyra Corp10-Q Sep 14, 20264 in 12 months
As a result, there is substantial doubt about the Company's ability to operate as a going concern.
Read the 10-Q on SEC EDGAR
ROSSBPGC Acquisition Corp.10-Q Sep 14, 2026SPAC5 in 12 months
Management has determined that the liquidity condition and mandatory liquidation, should an Initial Business Combination not occur, and potential subsequent dissolution, raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
SMIOSomitos Corp.10-Q Sep 14, 20264 in 12 months
These factors raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
REBNReborn Coffee, Inc.10-Q Sep 14, 20263 in 12 months
These matters raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
MINRMinerva Gold Inc.10-Q Sep 14, 20263 in 12 months
These factors among others raise substantial doubt about the ability of the company to continue as a going concern for a reasonable period of time.
Read the 10-Q on SEC EDGAR
MWYNMarwynn Holdings, Inc.10-Q Sep 14, 20264 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year from the issuance date of the unaudited condensed consolidated financial statements.
Read the 10-Q on SEC EDGAR
HAINHAIN CELESTIAL GROUP INC10-K Sep 14, 20263 in 12 months
…of approximately $558.0 million that mature within one year of the balance sheet date and currently lacks sufficient liquidity to satisfy those obligations and has stated that substantial doubt exists about the Company's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
ESSIECO SCIENCE SOLUTIONS, INC.10-Q Sep 14, 20264 in 12 months
These factors raise substantial doubt about the Company's ability to continue as a going concern within one year after the date the consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
CNXUConexeu Sciences Inc.10-Q Sep 14, 20262 in 12 months
These factors raise substantial doubt about the Company's ability to continue as a going concern within one year after the date of these unaudited condensed interim financial statements being issued.
Read the 10-Q on SEC EDGAR
HLEOHelio Corp /FL/10-Q Sep 14, 20264 in 12 months
Because of historical and expected operating losses and net operating cash flow deficits, there is substantial doubt about the Company's ability to continue as a going concern for one year from the issuance of the condensed consolidated financial statements.
Read the 10-Q on SEC EDGAR
HSCSHeartSciences Inc.10-Q Sep 14, 20264 in 12 months
These factors raise substantial doubt regarding the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
OPTTOcean Power Technologies, Inc.10-Q Sep 14, 20263 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
KAVLKaival Brands Innovations Group, Inc.10-Q Sep 14, 20264 in 12 months
As discussed in Note 3, conditions and other factors raise substantial doubt regarding the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
RPDLRapid Line Inc.10-Q Sep 14, 20264 in 12 months
These factors raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
GDLGGlidelogic Corp.10-Q Sep 14, 20264 in 12 months
Accordingly, notwithstanding the revenue and net income recognized during the current period, substantial doubt exists about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
NYMXFNYMOX PHARMACEUTICAL CORP20-F Sep 14, 2026
The Company has suffered recurring losses from operations, has shareholders' deficit and negative working capital that raise substantial doubt about its ability to continue as a going concern.
Read the 20-F on SEC EDGAR
OTAIStarlink AI Acquisition Corp10-Q Sep 14, 20262 in 12 months
Therefore, management has determined that such additional conditions raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.
Read the 10-Q on SEC EDGAR
LBSRLIBERTY STAR URANIUM & METALS CORP.10-Q Sep 11, 20264 in 12 months
As such, there is substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
USAUU.S. GOLD CORP.10-Q Sep 11, 20264 in 12 months
These matters raise substantial doubt about the Company's ability to continue as a going concern for the twelve months following the issuance of these unaudited condensed consolidated financial statements.
Read the 10-Q on SEC EDGAR
SUNISUN10-Q Sep 10, 20264 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
GLOOGloo Holdings, Inc.10-Q Sep 10, 20264 in 12 months
Based on these factors, the Company has concluded there is substantial doubt about its ability to continue as a going concern for at least twelve months from the date the condensed consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
PLURPluri Inc.10-K Sep 10, 20264 in 12 months
These conditions raise substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
ALZNAlzamend Neuro, Inc.10-Q Sep 10, 20264 in 12 months
These factors create substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
VECAVernal Capital Acquisition Corp.10-Q Sep 10, 20262 in 12 months
Therefore, management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.
Read the 10-Q on SEC EDGAR
GFMHGoliath Film & Media Holdings10-Q Sep 10, 20264 in 12 months
These factors create substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
GBUXGIVBUX, INC.10-Q Sep 9, 20264 in 12 months
Due to uncertainties related to these matters, there exists a substantial doubt about the ability of the Company to continue as a going concern.
Read the 10-Q on SEC EDGAR
GITSGlobal Interactive Technologies, Inc.10-Q Sep 9, 20264 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern for twelve months after the issuance date of these consolidated financial statements.
Read the 10-Q on SEC EDGAR
IXAQFIX Acquisition Corp.10-Q Sep 8, 2026SPAC5 in 12 months
There is substantial doubt about our ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
CCTSFCactus Acquisition Corp. 1 Ltd10-Q Sep 4, 2026SPAC4 in 12 months
These matters raise substantial doubt about the Company's ability to continue as a going concern, for the subsequent twelve months following the issuance date of these financial statements.
Read the 10-Q on SEC EDGAR
HUCKHuckleberry.ai, Inc.10-Q Sep 3, 20262 in 12 months
As such, substantial doubt exists about the Company's ability to continue as a going concern within one year after the date these condensed consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
CUENCuentas Inc.10-Q Sep 3, 20267 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
JBDIJBDI Holdings Ltd20-F Sep 2, 2026
These conditions raise substantial doubt about the Company's ability to continue as a going concern.
Read the 20-F on SEC EDGAR
NCOSouthern Cross Acquisition I Corp.10-Q Sep 2, 2026SPAC
Accordingly, management has determined that the mandatory liquidation provision raises substantial doubt about the Company's ability to continue as a going concern within one year after the date the financial statements are issued.
Read the 10-Q on SEC EDGAR
FLYEFly-E Group, Inc.10-Q Sep 1, 20264 in 12 months
Management has determined there is substantial doubt about its ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
LGSPLEGEND SPICES, INC.10-Q Aug 31, 20265 in 12 months
These conditions among others raise substantial doubt as to our ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
POASPHAOS TECHNOLOGY HOLDINGS (CAYMAN) Ltd20-F Aug 31, 2026
Accordingly, substantial doubt exists about our ability to continue as a going concern and we cannot assure you that we will achieve sustainable operating profits as we continue to expand our business…
Read the 20-F on SEC EDGAR
ROYLRoyale Energy, Inc.10-Q Aug 31, 20263 in 12 months
These factors raise substantial doubt about our ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
COPRIdaho Copper Corp10-Q Aug 31, 20264 in 12 months
As a result, there is substantial doubt about our ability to continue as a going concern as we estimate that we will need approximately $ 20,000,000 over the next twelve months to maintain our operations schedule.
Read the 10-Q on SEC EDGAR
RTEZREST EZ Inc.10-K Aug 28, 20265 in 12 months
These factors raise a substantial doubt about the Company's ability to continue as a going concern.
Read the 10-K on SEC EDGAR
THTGTech Tonic Group Corp.10-Q Oct 21, 20262 in 12 months
The independent registered public accounting firm auditors' report accompanying our June 30, 2026 financial statements contained an explanatory paragraph expressing substantial doubt about our ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
ALCYFAlchemy Investments Acquisition Corp 110-Q Aug 27, 2026SPAC4 in 12 months
…therefore substantial doubt about the Company's ability to continue as a going concern exists.
Read the 10-Q on SEC EDGAR
MTWOM2i Global, Inc.10-Q Aug 27, 20262 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
THEOUBOA Acquisition Corp. II10-Q Aug 26, 2026SPAC
These conditions raise substantial doubt about the Company's ability to continue as a going concern, for a period of time within one year after the date that the financial statements are issued.
Read the 10-Q on SEC EDGAR
ALSAFAlpha Star Acquisition Corp10-Q Aug 26, 2026SPAC4 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern if a Business Combination is not consummated.
Read the 10-Q on SEC EDGAR
CNFNCFN Enterprises Inc.10-Q Aug 26, 20264 in 12 months
These matters, among others, raise substantial doubt about the ability of the Company to continue as a going concern.
Read the 10-Q on SEC EDGAR
MRCOMercator Acquisition Corp.10-Q Aug 25, 2026SPAC
Management has determined that the mandatory liquidation, should a Business Combination not occur, and potential subsequent dissolution, also raises substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
ORIBOrion Bliss Corp.10-Q Aug 25, 20264 in 12 months
Therefore, there is substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
RDSCRadiant Strategies Corp10-Q Aug 25, 20264 in 12 months
These and other factors raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that financial statements are issued.
Read the 10-Q on SEC EDGAR
GBCSSELECTIS HEALTH, INC.10-Q Aug 24, 20264 in 12 months
As a result of the Company's historical losses and projected cash needs, substantial doubt exists about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
NTCSNatics Corp.10-Q Aug 24, 20263 in 12 months
These factors raise substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
CNTMConnectM Technology Solutions, Inc.10-Q Aug 24, 20262 in 12 months
These conditions raise substantial doubt about its ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
BBLRBubblr Inc.10-Q Aug 21, 20262 in 12 months
These factors, among others, raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these financial statements are issued.
Read the 10-Q on SEC EDGAR
LRHCStratum Holdings Corp.10-Q Aug 21, 20263 in 12 months
In view of these matters, there is substantial doubt about the Company's ability to continue as a going concern.
Read the 10-Q on SEC EDGAR
GRDXGridAI Technologies Corp.10-Q Aug 21, 20264 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern one year from the date these financial statements are issued.
Read the 10-Q on SEC EDGAR
SPWRSunPower Inc.10-Q Aug 21, 20263 in 12 months
Therefore, there is substantial doubt about the Company's ability to continue as a going concern within one year after the date that the unaudited condensed consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR
WELNFIntegrated Wellness Acquisition Corp10-K Aug 21, 20262 in 12 months
These factors, among others, raise substantial doubt about our ability to continue as a going concern.
Read the 10-K on SEC EDGAR
FMHSFARMHOUSE, INC. /NV10-Q Aug 20, 20264 in 12 months
These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these financial statements are issued.
Read the 10-Q on SEC EDGAR
AACPApogee Acquisition Corp10-Q Aug 20, 2026SPAC
Management has determined that the timing of liquidation raises substantial doubt about the Company's ability to continue as a going concern for the next twelve months from the issuance of these unaudited condensed financial statements.
Read the 10-Q on SEC EDGAR

Free account

Each company's statements and filings, with a free account

A free account opens each company's financial statements built from its SEC filings, where a reported number links to the filing it came from, plus its filings, insider trades and a weekly email on your watchlist. Free while we're in beta, no card.

Create a free accountSign in

Method

  • Each row is a filing of the last 12 months (10-K, 10-Q, 20-F, 40-F or 6-K) in which the company itself states substantial doubt about its ability to continue as a going concern. The quote is that sentence, taken from the filing; "…" marks where Kresmion's stored excerpt cut it.
  • A company is listed only while that filing is its most recent 10-K, 10-Q, 20-F or 40-F in Kresmion's record (a 6-K may follow it). Once a newer annual or quarterly report is on file without the statement, the company leaves the list.
  • A filing is listed only when it states the doubt as a present conclusion (in the notes, the discussion, the auditor's report or a risk factor worded as fact). Not listed: a possible or future doubt ("could raise", "future conditions"), doubt that management's plans or new funds have alleviated, doubt about a subsidiary only, accounting-policy text with no conclusion, a former auditor's earlier opinion, and 8-K current reports.
  • Kresmion also reads each listed filing's full text: a filing that says anywhere that the doubt has been alleviated, or no longer exists, is left out. The doubt must be about the company itself, not a subsidiary, a tenant or a borrower, and an accounting step taken before management's plans is not read as the conclusion.
  • A filing can also describe management's plans to address the doubt. Read the filing for the full context.
  • Kresmion reads the filings with deterministic text rules; no language model decides a row. Before publication Kresmion reviewed every quote on the list, and a row any review rejected is a test the rules must pass.
  • Blank-check companies (SPACs) are listed apart, under their own switch: their filings tie the doubt to the deadline for completing a business combination, which is routine for the form. Kresmion marks a row as a SPAC from the filing's own wording.
  • "N filings in 12 months" counts the filings in Kresmion's record with the same statement; it is not a claim about the company's full history.
  • Source: the companies' own filings with the U.S. Securities and Exchange Commission (EDGAR). Information only, not investment advice.

Cite this data

Kresmion reads each company's periodic SEC filings with deterministic text rules and lists a filing only when it states substantial doubt about the company's own ability to continue as a going concern as a present conclusion; possible or future doubt, alleviated doubt, doubt about another entity, policy text and 8-K reports are left out, and so is a filing whose full text says the doubt was alleviated. Each row quotes the filing.

Upstream: SEC EDGAR: 10-K, 10-Q, 20-F, 40-F and 6-K filings

Kresmion, "Kresmion Going Concern Warnings", data as of 2026-11-06, https://kresmion.com/tools/going-concern. Upstream data: SEC EDGAR: 10-K, 10-Q, 20-F, 40-F and 6-K filings.

Link to this data (HTML):

<a href="https://kresmion.com/tools/going-concern">Kresmion Going Concern Warnings (Kresmion)</a>

Writing about this? Press contact and ready-to-quote figures