Going concern warnings
How this is computed
In the last 12 months, 1,346 companies filed a 10-K, 10-Q, 20-F, 40-F or 6-K that states substantial doubt about their ability to continue as a going concern (4,038 filings), in Kresmion's read of filings through Nov 6, 2026; 214 of them are blank-check companies (SPACs).
Kresmion reads each company's periodic SEC filings with deterministic text rules and lists a filing only when it states substantial doubt about the company's own ability to continue as a going concern as a present conclusion; possible or future doubt, alleviated doubt, doubt about another entity, policy text and 8-K reports are left out, and so is a filing whose full text says the doubt was alleviated. Each row quotes the filing.
Which companies' filings state substantial doubt?
latest filing read Nov 6, 2026| Company | Filing | What the filing says |
|---|---|---|
| CCXIChurchill Capital Corp XI | 10-Q Aug 13, 2026 | Management has determined that the liquidity condition raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| KCHVKochav Defense Acquisition Corp. | 10-Q Aug 13, 2026 | Accordingly, the Company's liquidity condition and mandatory liquidation provisions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SRCOSPARTA COMMERCIAL SERVICES, INC. | 10-Q Sep 21, 2026 | …in the Company's Annual Report states that the Company's historical losses and the lack of revenues raise substantial doubts about the Company's ability to continue as a going concern due to the losses incurred and its lack of significant operations.Read the 10-Q on SEC EDGAR |
| ESLAEstrella Immunopharma, Inc. | 10-Q Aug 13, 2026 | As a result, management has determined that there is a substantial doubt about its ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ASNSACTELIS NETWORKS INC | 10-Q Aug 13, 2026 | These conditions raise substantial doubt as to the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| PAVMPAVmed Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern within one year after the date the accompanying unaudited condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| VERIVeritone, Inc. | 10-Q Aug 13, 2026 | …and history of net losses and cash used to fund operating activities, there is substantial doubt regarding its ability to continue as a going concern for a period of at least one year from the date of issuance of these…Read the 10-Q on SEC EDGAR |
| YTFDYale Transaction Finders, Inc. | 10-Q Aug 13, 2026 | These conditions, among others, raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| INKTMiNK Therapeutics, Inc. | 10-Q Aug 13, 2026 | …the Company is required to disclose that substantial doubt exists about its ability to continue as a going concern for a period of one year after the date of filing of this Quarterly Report on Form 10-Q.Read the 10-Q on SEC EDGAR |
| WLCOWilco 63 Corp | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ATEKAthena Technology Acquisition Corp. II | 10-Q Aug 13, 2026 | …management has determined that the Company's liquidity position and mandatory liquidation and subsequent dissolution raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| KEYYKeystone Acquisition Corp. | 10-Q Aug 13, 2026 | …management has determined that the Company's projected future liquidity position raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SFRXSEAFARER EXPLORATION CORP | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern for a period of twelve months from the date of the issuance of these consolidated financial statements.Read the 10-Q on SEC EDGAR |
| AXINAxiom Intelligence Acquisition Corp 1 | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| TVCNTV Channels Network Inc. | 10-Q Aug 13, 2026 | These matters raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| BZAIBlaize Holdings, Inc. | 10-Q Aug 13, 2026 | …management has determined that the Company's liquidity condition raises substantial doubt about its ability to continue as a going concern through one year from the date that these condensed consolidated financial statements have been issued.Read the 10-Q on SEC EDGAR |
| SJTSAN JUAN BASIN ROYALTY TRUST | 10-Q Aug 13, 2026 | The anticipated deficit in income to pay the Trust's liabilities described above raises substantial doubt about the Trust's ability to continue as a going concern within one year after issuance date of the financial statements.Read the 10-Q on SEC EDGAR |
| CRTDCreatd, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern for a period of one year from the issuance of these condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| VYSTVystar Corp | 10-Q Aug 13, 2026 | Because of this history of losses and financial condition, there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SKVISKINVISIBLE, INC. | 10-Q Aug 13, 2026 | These factors, among others, raises substantial doubt about the Company's ability to continue as a going concern within one year from the date of filing.Read the 10-Q on SEC EDGAR |
| HACQHCM IV Acquisition Corp. | 10-Q Aug 13, 2026 | This condition raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| PVCTPROVECTUS BIOPHARMACEUTICALS, INC. | 10-Q Aug 13, 2026 | These circumstances raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that these unaudited condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| FFLOFree Flow USA, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that the financial statements are issued.Read the 10-Q on SEC EDGAR |
| GTHPGUIDED THERAPEUTICS INC | 10-Q Aug 13, 2026 | The factors below raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| GNLXGENELUX Corp | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| HRGNHarvard Apparatus Regenerative Technology, Inc. | 10-Q Aug 13, 2026 | Because these resources are not expected to fund the Company's operations for at least 12 months from the date the financial statements are issued, substantial doubt exists about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SNTLSentinel Holdings Ltd. | 10-Q Aug 13, 2026 | Such factors create substantial doubt about the Company's ability to continue as a going concern during the twelve-month period immediately subsequent to the issuance of these financial statements.Read the 10-Q on SEC EDGAR |
| IPCX.DInflection Point Acquisition Corp. III | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ILALInternational Land Alliance Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SATTSATIVUS TECH CORP. | 10-Q Aug 13, 2026 | Those factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| HEPAHepion Pharmaceuticals, Inc. | 10-Q Aug 13, 2026 | …to our recurring and expected continuing losses from operations, we have concluded there is substantial doubt in our ability to continue as a going concern within one year of the issuance of these condensed consolidated financial statements without additional capital…Read the 10-Q on SEC EDGAR |
| COCPCocrystal Pharma, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| AVAIAVAI BIO, INC. | 10-Q Aug 13, 2026 | Therefore, there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SSIISS Innovations International, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that the unaudited interim condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| PULMPulmatrix, Inc. | 10-Q Aug 13, 2026 | …forecasted negative cash flows from operating activities over the next twelve months, there is substantial doubt about its ability to continue as a going concern after the date that is one year from the date that these financial statements are…Read the 10-Q on SEC EDGAR |
| FBYDFalcon's Beyond Global, Inc. | 10-Q Aug 13, 2026 | Our current liquidity resources raise substantial doubt about our ability to continue as a going concern and holders of our securities could suffer a total loss of their investment.Read the 10-Q on SEC EDGAR |
| REKRRekor Systems, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt regarding the Company's ability to continue as a going concern for the next twelve months following the issuance of these unaudited condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| INDPIndaptus Therapeutics, Inc. | 10-Q Aug 13, 2026 | As a result of these uncertainties, there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| NMTCNEUROONE MEDICAL TECHNOLOGIES Corp | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| KPTIKaryopharm Therapeutics Inc. | 10-Q Aug 13, 2026 | …we have concluded that there is substantial doubt regarding our ability to continue as a going concern within one year after the date the accompanying condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| CLRBCellectar Biosciences, Inc. | 10-Q Aug 13, 2026 | These uncertainties raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| KIDZKIDZ AI Inc. | 10-Q Aug 13, 2026 | The continuing losses raise substantial doubt about the ability of the Company to continue as a going concern.Read the 10-Q on SEC EDGAR |
| XRPN.DArmada Acquisition Corp. II | 10-Q Aug 13, 2026 | Management has determined that the liquidity condition and mandatory liquidation should an initial Business Combination not occur, and potential subsequent dissolution raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| LPCVLaunchpad Cadenza Acquisition Corp I | 10-Q Aug 13, 2026 | Management has determined that the liquidity condition raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| JSDAJONES SODA CO. | 10-Q Aug 13, 2026 | These factors raise substantial doubt regarding the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SBXESilverBox Corp V | 10-Q Aug 12, 2026 | The Company's liquidity condition raises substantial doubt about the Company's ability to continue as a going concern for one year from issuance of these unaudited condensed financial statements.Read the 10-Q on SEC EDGAR |
| NIXXNixxy, Inc. | 10-Q Aug 12, 2026 | In the opinion of management, these factors, among others, raise substantial doubt about the ability of the Company to continue as a going concern as of the date of the end of the period covered by this report and for…Read the 10-Q on SEC EDGAR |
| OACCOaktree Acquisition Corp. III Life Sciences | 10-Q Aug 12, 2026 | Such potential liquidity shortfall and mandatory liquidation condition raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| VIVSVivoSim Labs, INC. | 10-Q Aug 12, 2026 | We have concluded that the prevailing conditions and ongoing liquidity risks faced by us raise substantial doubt about our ability to continue as a going concern for at least one year following the date these financial statements are issued.Read the 10-Q on SEC EDGAR |
| DCOYDecoy Therapeutics Inc. | 10-Q Aug 12, 2026 | The lack of revenue from product sales to date and recurring losses from operations since its inception raise substantial doubt as to the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CDTCDT Equity Inc. | 10-Q Aug 12, 2026 | These factors raise substantial doubt regarding the Company's ability to continue as a going concern for at least the next 12 months from the financial statement filing date.Read the 10-Q on SEC EDGAR |
| MCGAYorkville Acquisition Corp. | 10-Q Aug 12, 2026 | As a result, management has determined that such an additional condition also raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| LUCDLucid Diagnostics Inc. | 10-Q Aug 12, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern within one year after the date the accompanying unaudited condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| CJAXCoJax Oil & Gas Corp | 10-Q Aug 12, 2026 | …which raises substantial doubt about the Company's ability to continue as a going concern for a period of twelve months from the issuance of these financial statements.Read the 10-Q on SEC EDGAR |
| LPAALaunch One Acquisition Corp. | 10-Q Aug 12, 2026 | Management has determined that the liquidity condition, the date of mandatory liquidation and subsequent dissolution raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| LESLLeslie's, Inc. | 10-Q Aug 12, 2026 | These conditions and events raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| KITTNauticus Robotics, Inc. | 10-Q Aug 12, 2026 | Because of these factors, the Company believes that this creates substantial doubt about the Company's ability to continue as a going concern for a period of at least twelve months from the date these consolidated financial statements were issued.Read the 10-Q on SEC EDGAR |
| KSCPKnightscope, Inc. | 10-Q Aug 12, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern for the twelve months from the date of this report.Read the 10-Q on SEC EDGAR |
| OTGAOTG Acquisition Corp. I | 10-Q Aug 12, 2026 | The Company's liquidity condition raises substantial doubt about the Company's ability to continue as a going concern for a period of time within one year after the date that the accompanying unaudited condensed financial statements are issued.Read the 10-Q on SEC EDGAR |
| SVCCStellar V Capital Corp. (Cayman Islands) | 10-Q Aug 12, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| VHUBVenHub Global, Inc. | 10-Q Aug 12, 2026 | These matters raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| EGHAEGH Acquisition Corp. | 10-Q Aug 12, 2026 | Management has determined that the liquidity condition and mandatory liquidation raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| NXLNexalin Technology, Inc. | 10-Q Aug 12, 2026 | Accordingly, substantial doubt exists about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| NHICNewHold Investment Corp. III | 10-Q Aug 12, 2026 | …NewHold has concluded that these conditions raise substantial doubt about NewHold's ability to continue as a going concern for a period of one year after the date that the unaudited condensed financial statements are issued.Read the 10-Q on SEC EDGAR |
| SBXDSilverBox Corp IV | 10-Q Aug 12, 2026 | The Company's liquidity condition and mandatory liquidation within one year of the issuance of these unaudited condensed financial statements raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| RWAXTAP REAL ESTATE TECHNOLOGIES, INC. | 10-Q Aug 12, 2026 | As a result of the operating losses and working capital deficit, management has determined that there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| FACTFACT II Acquisition Corp. | 10-Q Aug 12, 2026 | …raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| INOINOVIO PHARMACEUTICALS, INC. | 10-Q Aug 12, 2026 | We do not currently have sufficient working capital to fund our planned operations for the next twelve months and substantial doubt exists as to our ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| AZTRAzitra, Inc. | 10-Q Aug 12, 2026 | These conditions and events create substantial doubt about the ability of the Company to continue as a going concern for twelve months from the date that the financial statements are available to be issued.Read the 10-Q on SEC EDGAR |
| ARTLARTELO BIOSCIENCES, INC. | 10-Q Aug 12, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that the consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| BJDXBluejay Diagnostics, Inc. | 10-Q Aug 12, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year from the date these financial statements are issued.Read the 10-Q on SEC EDGAR |
| AIRIAIR INDUSTRIES GROUP | 10-Q Aug 12, 2026 | As a result of the due dates of this debt, there is substantial doubt about our ability to continue as a going concern for the twelve months following the date of filing of these consolidated financial statements.Read the 10-Q on SEC EDGAR |
| BSEMBioStem Technologies, Inc. | 10-Q Aug 12, 2026 | Accordingly, substantial doubt exists about the Company's ability to continue as a going concern for at least one year from the issuance of these financial statements.Read the 10-Q on SEC EDGAR |
| ABVCABVC BIOPHARMA, INC. | 10-Q Aug 12, 2026 | All of these factors raise substantial doubt about the ability of the Company to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ACGCACP Holdings Acquisition Corp. | 10-Q Aug 12, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| AEONAEON Biopharma, Inc. | 10-Q Aug 12, 2026 | As a result of these conditions, management has concluded that there is substantial doubt about the Company's ability to continue as a going concern and to meet its obligations as they become due within one year after the date that…Read the 10-Q on SEC EDGAR |
| KAPAKairos Pharma, LTD. | 10-Q Aug 12, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| HCICHennessy Capital Investment Corp. VIII | 10-Q Aug 12, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| TAVITavia Acquisition Corp. | 10-Q Aug 12, 2026 | …potential subsequent dissolution raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| LGVNLongeveron Inc. | 10-Q Aug 12, 2026 | As a result, there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| TLPHTALPHERA, INC. | 10-Q Aug 12, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ONENONE Nuclear Energy Inc. | 10-Q Aug 12, 2026 | Management has determined that the liquidity condition and mandatory liquidation, should an Initial Business Combination not occur, and potential subsequent dissolution, raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| HUMAHumacyte, Inc. | 10-Q Aug 12, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SOULSoulpower Acquisition Corp. | 10-Q Aug 12, 2026 | Accordingly, management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern for a period of one year from the date the financial statements are issued.Read the 10-Q on SEC EDGAR |
| DERMJourney Medical Corp | 10-Q Aug 12, 2026 | However, as a result of recurring and historical losses, substantial doubt exists about the Company's ability to continue as a going concern for a period of at least twelve months from the date of issuance of these financial statements.Read the 10-Q on SEC EDGAR |
| SEVAptera Motors Corp | 10-Q Aug 12, 2026 | These factors, among others, raise substantial doubt about our ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| TTRXTurn Therapeutics Inc. | 10-Q Aug 12, 2026 | …which raises substantial doubt about our ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| NYCAmerican Strategic Investment Co. | 10-Q Aug 12, 2026 | These conditions, considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern for a period of one year from the date of issuance of the June 30, 2026 financial statements.Read the 10-Q on SEC EDGAR |
| AEAQActivate Energy Acquisition Corp. | 10-Q Aug 12, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| AEXAAmerican Exceptionalism Acquisition Corp. A | 10-Q Aug 12, 2026 | Accordingly, management concluded that these conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| BLUWBlue Water Acquisition Corp. III | 10-Q Aug 12, 2026 | These factors, among others, raise substantial doubt about the Company's ability to continue as a going concern one year from the date these unaudited condensed financial statements are issued.Read the 10-Q on SEC EDGAR |
| ICUSeaStar Medical Holding Corp | 10-Q Aug 12, 2026 | The Company believes that these conditions raise substantial doubt about its ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CRACCrown Reserve Acquisition Corp. I | 10-Q Aug 12, 2026 | …that the mandatory liquidation, should a Business Combination not occur, and the potential subsequent dissolution raise substantial doubt about the Company's ability to continue as a going concern for one year from the date these condensed financial statements are issued.Read the 10-Q on SEC EDGAR |
| SZZLSizzle Acquisition Corp. II | 10-Q Aug 12, 2026 | Such potential liquidity short fall and mandatory liquidation condition raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SPCEVirgin Galactic Holdings, Inc | 10-Q Aug 12, 2026 | …months following the issuance date of the condensed consolidated financial statements and has concluded that there are conditions present in the aggregate that raise substantial doubt about the Company's ability to continue as a going concern pursuant to ASC 205-40.Read the 10-Q on SEC EDGAR |
| USGOU.S. GoldMining Inc. | 10-Q Aug 12, 2026 | As such, these events and conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ARMPArmata Pharmaceuticals, Inc. | 10-Q Aug 12, 2026 | These circumstances raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| AHTASHFORD HOSPITALITY TRUST INC | 10-Q Aug 12, 2026 | Based on these factors, the Company has determined that there is substantial doubt about the Company's ability to continue as a going concern within one year after the date the financial statements are issued.Read the 10-Q on SEC EDGAR |
| RVPHREVIVA PHARMACEUTICALS HOLDINGS, INC. | 10-Q Aug 12, 2026 | These conditions raise substantial doubt regarding the Company's ability to continue as a going concern for a period of one year after the date the consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| ATRAAtara Biotherapeutics, Inc. | 10-Q Aug 12, 2026 | Accordingly, we have concluded that substantial doubt exists with respect to our ability to continue as a going concern for at least 12 months after the issuance of the accompanying condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
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Method
- Each row is a filing of the last 12 months (10-K, 10-Q, 20-F, 40-F or 6-K) in which the company itself states substantial doubt about its ability to continue as a going concern. The quote is that sentence, taken from the filing; "…" marks where Kresmion's stored excerpt cut it.
- A company is listed only while that filing is its most recent 10-K, 10-Q, 20-F or 40-F in Kresmion's record (a 6-K may follow it). Once a newer annual or quarterly report is on file without the statement, the company leaves the list.
- A filing is listed only when it states the doubt as a present conclusion (in the notes, the discussion, the auditor's report or a risk factor worded as fact). Not listed: a possible or future doubt ("could raise", "future conditions"), doubt that management's plans or new funds have alleviated, doubt about a subsidiary only, accounting-policy text with no conclusion, a former auditor's earlier opinion, and 8-K current reports.
- Kresmion also reads each listed filing's full text: a filing that says anywhere that the doubt has been alleviated, or no longer exists, is left out. The doubt must be about the company itself, not a subsidiary, a tenant or a borrower, and an accounting step taken before management's plans is not read as the conclusion.
- A filing can also describe management's plans to address the doubt. Read the filing for the full context.
- Kresmion reads the filings with deterministic text rules; no language model decides a row. Before publication Kresmion reviewed every quote on the list, and a row any review rejected is a test the rules must pass.
- Blank-check companies (SPACs) are listed apart, under their own switch: their filings tie the doubt to the deadline for completing a business combination, which is routine for the form. Kresmion marks a row as a SPAC from the filing's own wording.
- "N filings in 12 months" counts the filings in Kresmion's record with the same statement; it is not a claim about the company's full history.
- Source: the companies' own filings with the U.S. Securities and Exchange Commission (EDGAR). Information only, not investment advice.
Cite this data
Kresmion reads each company's periodic SEC filings with deterministic text rules and lists a filing only when it states substantial doubt about the company's own ability to continue as a going concern as a present conclusion; possible or future doubt, alleviated doubt, doubt about another entity, policy text and 8-K reports are left out, and so is a filing whose full text says the doubt was alleviated. Each row quotes the filing.
Upstream: SEC EDGAR: 10-K, 10-Q, 20-F, 40-F and 6-K filings
Kresmion, "Kresmion Going Concern Warnings", data as of 2026-11-06, https://kresmion.com/tools/going-concern. Upstream data: SEC EDGAR: 10-K, 10-Q, 20-F, 40-F and 6-K filings.
Link to this data (HTML):
<a href="https://kresmion.com/tools/going-concern">Kresmion Going Concern Warnings (Kresmion)</a>
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