ReleaseU.S. CFTC: enforcement
CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems
U.S. CFTC: enforcement published "CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems" at 2026-08-03 12:39 UTC. First seen on Kresmion 2026-09-27 16:27 UTC, 55 days after publication.
The record
- Publisher
- U.S. CFTC: enforcement
- Source
- U.S. CFTC: enforcement
- Kind
- Release
- Jurisdiction
- United States
- Topics
- Financial regulation, Enforcement
- Importance
- Notable, the middle of three tiers Kresmion sets by fixed rules from the source's own fields
- Published (source time)
- 2026-08-03 12:39 UTC
- First seen on Kresmion
- 2026-09-27 16:27 UTC, 55 days after publication
The original
Open the original on www.cftc.govLink checked 2026-10-27: no readable answer (HTTP 403).
Source: U.S. Commodity Futures Trading Commission. Public domain. Licence terms
Cite this data
Kresmion stores the publisher's own title, the source's time and the time Kresmion first saw it, and checks the primary link 1, 7 and 30 days after first sight. Kresmion adds no text of its own.
Upstream: U.S. CFTC: enforcement
Kresmion, "CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems", data as of 2026-08-03, https://kresmion.com/record/2926. Upstream data: U.S. CFTC: enforcement.
Link to this data (HTML):
<a href="https://kresmion.com/record/2926">CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems (Kresmion)</a>