Investment Company Cross Trading

The record

Publisher

Federal Register

Agency

Securities and Exchange Commission

Source

Federal Register

Kind

Federal Register: proposed rule

Jurisdiction

United States

Topics

Financial regulation

Importance

Headline, the top of three tiers Kresmion sets by fixed rules from the source's own fields

Published (source time)

2026-10-15 (the source gives a date only)

First seen on Kresmion

2026-10-26 18:25 UTC

The original

• PDF (Federal Register)

Source: Federal Register (federalregister.gov). U.S. government work, public domain.

The publisher's summary

The Securities and Exchange Commission (the "Commission") is proposing to amend the rule under the Investment Company Act of 1940 (the "Investment Company Act") that permits securities transactions between a registered investment company and certain affiliates (referred to as "cross trades"), subject to conditions. The proposed amendments are designed to expand the scope of securities that are eligible for cross trading, modernize the rule's conditions, and enhance investor protection. The Commission also proposes to require aggregated reporting of trading activity and cross trades in Form N- PORT and Form N-MFP.

The publisher's words, as published.

Federal Register document

Document number

2026-21037

Document type

Proposed Rule

Significant

Yes

Status

Published