DeFi Capital Markets, Inc. (UUU)
- Sector
- Industrials
- Industry
- Building Products & Equipment
- Last price
- $3.74
- As of
Kresmion compiles this page from UUU's SEC filings, its 13F institutional holders and the market events Kresmion detects, each linked to its source.
DeFi Capital Markets, Inc. (UUU): 1 institutional manager tracked by Kresmion reported non-option positions in their 2026Q2 Form 13F filings, and the most recent SEC filing on record for the company is a Form 8-K filed 2026-10-15.
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UUU positions held by the managers we follow (2026Q2)
What the managers we follow bought and sold in Q2 2026
| Manager / security | Market value | % of reported value |
|---|---|---|
| TWO SIGMA INVESTMENTS, LP FundCUSIP 913821302 · 2026Q2 | $84K | 0.00% |
Quarterly SEC Form 13F disclosures from the managers Kresmion tracks, not a complete ownership ranking. Non-option holdings only; reported put and call positions are excluded. Different securities are labeled by CUSIP. The share of reported value is each position's value over the sum of the values that manager reported for the quarter; option lines are not in that sum, as on each fund page. Values are reporting-period snapshots, not current position values. Filings can arrive up to 45 days after quarter-end.
Recent SEC filings, UUU
- 8-KSEC EDGAR ↗
- 8-KSEC EDGAR ↗
- 8-KSEC EDGAR ↗
- 10-QSEC EDGAR ↗
- 8-KSEC EDGAR ↗
- 8-KSEC EDGAR ↗
- 10-KSEC EDGAR ↗
- 8-KSEC EDGAR ↗
- 8-KSEC EDGAR ↗
- 8-KSEC EDGAR ↗
Going concern statement
UUU's 10-Q filed Aug 14, 2026 states:
These conditions raise substantial doubt about the Company's ability to continue as a going concern for at least one year after the date these condensed consolidated financial statements are issued.
Read the 10-Q on SEC EDGAR Every company with a going concern statement
More data on UUU
UUU mentioned in Kresmion daily briefs
UUU against its peers
UUU's operating margin of -96.0% ranks in the 30th percentile of 14 Building Products & Equipment sub-industry peers, fiscal periods ending between 2025-09-30 and 2026-08-31.
| Metric | UUU | Peer median | Percentile | n |
|---|---|---|---|---|
| Revenue FY | 4.8M USD | 397M USD | 25 | 13 |
| Gross margin | 16.6% | 26.7% | 25 | 13 |
| Operating margin | -96.0% | 8.9% | 30 | 14 |
| Net margin | -51.3% | 6.4% | 23 | 14 |
| Return on equity | -76.8% | 10.7% | 17 | 14 |
| P / E | n/a | 16.5x | n/a | 9 |
Peers (15): SNTL, CSTE, APT, INVE, ILAG, JLHL, AIRJ, PPIH, EVOH, LMB, JBI, AAON, FBIN, WMS, CSL. Left out: ALMP (no annual filing), AEHL (period gap), DRRKF (no annual filing), SHGI (period gap), ARSTY (no annual filing), STAI (no annual filing), BLMOY (no annual filing), MAIR (no annual filing), DKILF (no annual filing), CODGF (no annual filing). Fiscal periods ending between 2025-09-30 and 2026-08-31. Every figure is one full fiscal year read from one annual filing (UUU: 10-K), reported in USD. Nothing is trailing twelve months and nothing is converted between currencies. Source: SEC EDGAR XBRL company facts (public domain); prices from Kresmion's daily equity market-data snapshot. Open the full comparison.
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Cite this data
Kresmion counts the managers it follows that reported a non-option position in UUU on Form 13F-HR for the latest reporting quarter, orders those positions by the value each filing reports, and lists the company's latest SEC filings and the events Kresmion recorded on UUU in the last 180 days.
Upstream: SEC EDGAR filings for UUU
Kresmion, "DeFi Capital Markets, Inc. (UUU) institutional holdings and SEC filings", data as of 2026-10-15, https://kresmion.com/research/UUU. Upstream data: SEC EDGAR filings for UUU.
Link to this data (HTML):
<a href="https://kresmion.com/research/UUU">DeFi Capital Markets, Inc. (UUU) institutional holdings and SEC filings (Kresmion)</a>
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