Going concern warnings
How this is computed
In the last 12 months, 1,346 companies filed a 10-K, 10-Q, 20-F, 40-F or 6-K that states substantial doubt about their ability to continue as a going concern (4,038 filings), in Kresmion's read of filings through Nov 6, 2026; 214 of them are blank-check companies (SPACs).
Kresmion reads each company's periodic SEC filings with deterministic text rules and lists a filing only when it states substantial doubt about the company's own ability to continue as a going concern as a present conclusion; possible or future doubt, alleviated doubt, doubt about another entity, policy text and 8-K reports are left out, and so is a filing whose full text says the doubt was alleviated. Each row quotes the filing.
Which companies' filings state substantial doubt?
latest filing read Nov 6, 2026| Company | Filing | What the filing says |
|---|---|---|
| RVRCRevium Rx. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SERSerina Therapeutics, Inc. | 10-Q Aug 13, 2026 | As such, there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| QXLQUANTUM X LABS INC. | 10-Q Aug 13, 2026 | The decline in revenues and other circumstances described above raise substantial doubts about the Company's ability to continue as a going concern during the 12-month period following the issuance date of these financial statements.Read the 10-Q on SEC EDGAR |
| NOEMCO2 Energy Transition Corp. | 10-Q Aug 13, 2026 | …Management has determined that the potential liquidity shortfall and the mandatory liquidation raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CYABCYABRA, INC. | 10-Q Aug 13, 2026 | As a result, there is a substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CHPGChampionsGate Acquisition Corp | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date that the unaudited financial statements are issued.Read the 10-Q on SEC EDGAR |
| RREVRRE Ventures Acquisition Corp. | 10-Q Aug 13, 2026 | As such, the Company's liquidity condition raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| RDAGRepublic Digital Acquisition Co | 10-Q Aug 13, 2026 | …management has determined that the mandatory liquidation and subsequent dissolution, should the Company be unable to complete a Business Combination, raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| FXACFortuneX Acquisition Corp | 10-Q Aug 13, 2026 | Therefore, management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.Read the 10-Q on SEC EDGAR |
| ISCOInternational Stem Cell CORP | 10-Q Aug 13, 2026 | These circumstances raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CEINViking Global Technologies, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt regarding the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CBUSCibus, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern within one year from the issuance of these condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| INVInnventure, Inc. | 10-Q Aug 13, 2026 | …management has determined that these conditions raise substantial doubt about our ability to continue as a going concern within one year after the date of issuance of the condensed consolidated financial statements included in Item 1. of this Form 10-Q.Read the 10-Q on SEC EDGAR |
| IACOIdea Acquisition Corp. | 10-Q Aug 13, 2026 | Accordingly, management concluded that these conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these unaudited condensed financial statements are issued.Read the 10-Q on SEC EDGAR |
| GOSSGossamer Bio, Inc. | 10-Q Aug 13, 2026 | Accordingly, these conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CVKDCadrenal Therapeutics, Inc. | 10-Q Aug 13, 2026 | These factors, among others, raise substantial doubt about the Company's ability to continue as a going concern for at least one year from the date the accompanying financial statements are issued.Read the 10-Q on SEC EDGAR |
| TPSTTempest Therapeutics, Inc. | 10-Q Aug 13, 2026 | Accordingly, there is substantial doubt about the Company's ability to continue to operate as a going concern for a period of 12 months from the date of issuance of these consolidated financial statements.Read the 10-Q on SEC EDGAR |
| CHEVCharging Robotics Inc. | 10-Q Aug 13, 2026 | Such conditions raise substantial doubts about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CVSICV Sciences, Inc. | 10-Q Aug 13, 2026 | The Company's financial operating results and accumulated deficit, amongst other factors, raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| DAREDare Bioscience, Inc. | 10-Q Aug 13, 2026 | Based on our current analysis of the conditions described above, there is substantial doubt about our ability to continue as a going concern within the 12-month period from the issuance date of the accompanying condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| YCBDcbdMD, Inc. | 10-Q Aug 13, 2026 | These and other factors raise substantial doubt about the Company's ability to continue as a going concern for twelve months after the date that the accompanying condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| XOSXos, Inc. | 10-Q Aug 13, 2026 | These conditions and events raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| BCABBioAtla, Inc. | 10-Q Aug 13, 2026 | Management's assessment concluded that there is substantial doubt about the Company's ability to continue as a going concern for a period of at least one year from the issuance date of these condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| AMSAMERICAN SHARED HOSPITAL SERVICES | 10-Q Aug 13, 2026 | As a result, these conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| UYSCUY Scuti Acquisition Corp. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern for a reasonable period of time, which is considered to be one year from the date the financial statements are issued.Read the 10-Q on SEC EDGAR |
| BCSSBain Capital GSS Investment Corp. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| WKHSWorkhorse Group Inc. | 10-Q Aug 13, 2026 | …management determined that substantial doubt exists regarding our ability to continue as a going concern within one year after the issuance date of the accompanying Condensed Consolidated Financial Statements.Read the 10-Q on SEC EDGAR |
| FLZHFlash Sports & Media Holdings, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these financial statements are issued.Read the 10-Q on SEC EDGAR |
| SNTWSummit Networks Inc. | 10-Q Aug 13, 2026 | These conditions, among others, raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| SOCASolarius Capital Acquisition Corp. | 10-Q Aug 13, 2026 | As a result, management has determined that such an additional condition also raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| TPCSTECHPRECISION CORP | 10-Q Aug 13, 2026 | …and compliance with debt covenants at subsequent measurement dates raise substantial doubt about our ability to continue as a going concern for at least one-year after the date the condensed consolidated financial statements included in this Quarterly Report on Form…Read the 10-Q on SEC EDGAR |
| UMEWUMeWorld Inc. | 10-Q Aug 13, 2026 | These conditions, together with recurring operating losses and reliance on external financing, raise substantial doubt about the Company's ability to continue as a going concern within one year after the date the consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| PMTRPerimeter Acquisition Corp. I | 10-Q Aug 13, 2026 | Management has determined that the liquidity condition and mandatory liquidation raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| PLYXPolaryx Therapeutics, Inc. | 10-Q Aug 13, 2026 | These matters, along with the conditions described above, raise substantial doubt about the Company's ability to continue as a going concern for a period of twelve months from the date these financial statements were available to be issued.Read the 10-Q on SEC EDGAR |
| RANGRange Capital Acquisition Corp. | 10-Q Aug 13, 2026 | Management has determined the Company's insufficient liquidity, together with the potential for liquidation if a business combination is not consummated, raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| OGENORAGENICS INC | 10-Q Aug 13, 2026 | These factors raise substantial doubt regarding our ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| NMPNMP Acquisition Corp. | 10-Q Aug 13, 2026 | Management has determined that the timing of liquidation raises substantial doubt about the Company's ability to continue as a going concern for the next twelve months from the issuance of these unaudited condensed financial statements.Read the 10-Q on SEC EDGAR |
| NUWENuwellis, Inc. | 10-Q Aug 13, 2026 | …raise substantial doubt about the Company's ability to continue as a going concern for at least twelve months from the date these financial statements are issued.Read the 10-Q on SEC EDGAR |
| NXXTNEXTNRG, INC. | 10-Q Aug 13, 2026 | These factors create substantial doubt about the Company's ability to continue as a going concern within the twelve-month period subsequent to the date that these unaudited condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| PDSBPDS Biotechnology Corp | 10-Q Aug 13, 2026 | As a result of these uncertainties, the Company has concluded that substantial doubt exists about the Company's ability to continue as a going concern for a period of at least 12 months from the date of the issuance of these…Read the 10-Q on SEC EDGAR |
| MLSSMILESTONE SCIENTIFIC INC. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ONCOOnconetix, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern within one year from the date of the issuance of these consolidated financial statements.Read the 10-Q on SEC EDGAR |
| MYSZMy Size, Inc. | 10-Q Aug 13, 2026 | As a result, there is substantial doubt about our ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| MTNBMatinas BioPharma Holdings, Inc. | 10-Q Aug 13, 2026 | As a result, substantial doubt exists about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| MBRXMoleculin Biotech, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt regarding the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| LKSPLake Superior Acquisition Corp | 10-Q Aug 13, 2026 | Therefore, management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.Read the 10-Q on SEC EDGAR |
| GAMEGameSquare Holdings, Inc. | 10-Q Aug 13, 2026 | These conditions indicate the existence of a material uncertainty that raises substantial doubt about the Company's ability to continue as a going concern and…Read the 10-Q on SEC EDGAR |
| ATIIArchimedes Tech SPAC Partners II Co. | 10-Q Aug 13, 2026 | The date for mandatory liquidation and subsequent dissolution and liquidity condition raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| KBSRKBS Real Estate Investment Trust III, Inc. | 10-Q Aug 13, 2026 | …environment and the ongoing required loan paydowns and loan maturity schedule, this raises substantial doubt as to the Company's ability to continue as a going concern for at least a year from the date of the issuance of these financial…Read the 10-Q on SEC EDGAR |
| KBONKarbon Capital Partners Corp. | 10-Q Aug 13, 2026 | Accordingly, these conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the issuance of these unaudited condensed financial statements.Read the 10-Q on SEC EDGAR |
| ILLRTriller Group Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern for a period of twelve months from the date of issuance of these unaudited condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| FLNTFluent, Inc. | 10-Q Aug 13, 2026 | Based upon the foregoing, management has concluded that there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| HSPOFHorizon Space Acquisition I Corp. | 10-Q Aug 13, 2026 | As a result, management has determined that such additional conditions also raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| KODKodiak Sciences Inc. | 10-Q Aug 13, 2026 | Our financial condition raises substantial doubt about our ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| EXOZEXOZYMES INC. | 10-Q Aug 13, 2026 | Management has concluded that there is substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| GSHRGesher Acquisition Corp. II | 10-Q Aug 13, 2026 | Management has determined that the date of mandatory liquidation and the Company's liquidity condition raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| IDAIT Stamp Inc | 10-Q Aug 13, 2026 | These factors, among others, raise substantial doubt about the ability of the Company to continue as a going concern for 12 months since issuance date.Read the 10-Q on SEC EDGAR |
| NXTSNexentis Technologies Inc. | 10-Q Aug 13, 2026 | As a result, there is substantial doubt regarding the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| APTNADAPTIN BIO, INC. | 10-Q Aug 13, 2026 | These matters raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| APURAperture AC | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ARAIArrive AI Inc. | 10-Q Aug 13, 2026 | These conditions, considered in the aggregate, raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CNDAConcord Acquisition Corp II | 10-Q Aug 13, 2026 | …raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| BBCQBleichroeder Acquisition Corp. II | 10-Q Aug 13, 2026 | The Company's liquidity condition raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CODXCo-Diagnostics, Inc. | 10-Q Aug 13, 2026 | As a result, management has concluded that substantial doubt exists about the Company's ability to continue as a going concern for 12 months from the date these condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| LATAGalata Acquisition Corp. II | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ATHRAether Holdings, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these unaudited condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| ACXPAcurx Pharmaceuticals, Inc. | 10-Q Aug 13, 2026 | These matters raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| CLDICalidi Biotherapeutics, Inc. | 10-Q Aug 13, 2026 | The Company estimates that based on the Company's liquidity resources, there is substantial doubt about the Company's ability to continue as a going concern within 12 months from the date of issuance of these unaudited condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| CINGCingulate Inc. | 10-Q Aug 13, 2026 | These uncertainties raise substantial doubt about our ability to continue as a going concern for one year after the issuance date of our financial statements.Read the 10-Q on SEC EDGAR |
| ENSCEnsysce Biosciences, Inc. | 10-Q Aug 13, 2026 | These matters, among others, raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ADIAAdia Med, Inc. | 10-Q Aug 13, 2026 | These factors, among others, raise substantial doubt about the ability of the Company to continue as a going concern for a reasonable period of time.Read the 10-Q on SEC EDGAR |
| CVCapsoVision, Inc | 10-Q Aug 13, 2026 | The Company, having evaluated the extant facts and circumstances, concluded that the facts and circumstances raise substantial doubt about the Company's ability to continue as a going concern within one year after the date of issuance of these financial statements.Read the 10-Q on SEC EDGAR |
| BOFBranchOut Food Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| BTAIQBioXcel Therapeutics, Inc. | 10-Q Aug 13, 2026 | We have identified conditions and events that raise substantial doubt about our ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| FWACFuturewave Acquisition Corp | 10-Q Aug 13, 2026 | Therefore, management has determined that these conditions raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.Read the 10-Q on SEC EDGAR |
| BEATHeartBeam, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt regarding the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| HGASGlobal Gas Corp | 10-Q Aug 13, 2026 | …management has determined that the Company's liquidity condition raises substantial doubt about the Company's ability to continue as a going concern through twelve months from the date these condensed consolidated financial statements are available to be issued.Read the 10-Q on SEC EDGAR |
| HTCRHeartCore Enterprises, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| IVVDInvivyd, Inc. | 10-Q Aug 13, 2026 | …the Company has concluded that there is substantial doubt about its ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| VLOSVelos Acquisition I Corp. | 10-Q Aug 13, 2026 | …management has determined that the Company's liquidity concerns and mandatory liquidation date raise substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| MMTXMiluna Acquisition Corp | 10-Q Aug 13, 2026 | The liquidity condition and mandatory liquidation raise substantial doubt about the Company's ability to continue as a going concern until the earlier of the consummation of the Business Combination or the date the Company is required to liquidate.Read the 10-Q on SEC EDGAR |
| BFRIBiofrontera Inc. | 10-Q Aug 13, 2026 | Management believes that these conditions raise substantial doubt about the Company's ability to continue as a going concern for at least twelve months from the issuance date of this Quarterly Report on Form 10-Q.Read the 10-Q on SEC EDGAR |
| MRAIMarpai, Inc. | 10-Q Aug 13, 2026 | …management has determined that our liquidity condition raises substantial doubt about our ability to continue as a going concern through twelve months from the date these unaudited interim condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| AKTXAkari Therapeutics Plc | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern for at least a one-year period following the issuance of these condensed consolidated financial statements.Read the 10-Q on SEC EDGAR |
| AERGAPPLIED ENERGETICS, INC. | 10-Q Aug 13, 2026 | Such conditions raise substantial doubts about the company's ability to continue as a going concern for one year from the date the financial statements are issued.Read the 10-Q on SEC EDGAR |
| AMIXAutonomix Medical, Inc. | 10-Q Aug 13, 2026 | These factors raise substantial doubt about the Company's ability to continue as a going concern within one year after the date the financial statements are issued.Read the 10-Q on SEC EDGAR |
| FFAIFARADAY FUTURE INTELLIGENT ELECTRIC INC. | 10-Q Aug 13, 2026 | Based on this evaluation, the Company concluded that substantial doubt exists regarding its ability to continue as a going concern for the one-year period following issuance of these Unaudited Condensed Consolidated Financial Statements.Read the 10-Q on SEC EDGAR |
| ALPXAlpex Acquisition Corp | 10-Q Aug 13, 2026 | Accordingly, management concluded that substantial doubt exists about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| DYNCDynamix Corp | 10-Q Aug 13, 2026 | …management has determined that the mandatory liquidation and subsequent dissolution, should the Company be unable to complete a Business Combination by the end of the Combination Period, raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| TNONTenon Medical, Inc. | 10-Q Aug 13, 2026 | There is substantial doubt about the Company's ability to continue as a going concern for one year after the date that these financial statements are issued.Read the 10-Q on SEC EDGAR |
| TACHTitan Acquisition Corp. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these condensed financial statements are issued.Read the 10-Q on SEC EDGAR |
| CAIICollective Acquisition Corp. II | 10-Q Aug 13, 2026 | The Company's liquidity condition raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| ELDNEledon Pharmaceuticals, Inc. | 10-Q Aug 13, 2026 | Based on these conditions and events that are known and reasonably knowable as of the date these condensed consolidated financial statements are issued, management has concluded that substantial doubt exists about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| BAYABayview Acquisition Corp | 10-Q Aug 13, 2026 | As a result, management has determined that such additional condition also raises substantial doubt about the Company's ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| GLAIGlobal AI, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern for a period of one year from the date these financial statements are issued.Read the 10-Q on SEC EDGAR |
| OTLCOncotelic Therapeutics, Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern for a period of one year from the date of this filing.Read the 10-Q on SEC EDGAR |
| CIMGCIMG Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about the Company's ability to continue as a going concern for one year after the date the consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| SDSTStardust Power Inc. | 10-Q Aug 13, 2026 | These conditions raise substantial doubt about its ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
| MACIMelar Acquisition Corp. I/Cayman | 10-Q Aug 13, 2026 | The working capital deficit and the expectation of significant future costs raises substantial doubt about our ability to continue as a going concern within one year after the date that the unaudited condensed consolidated financial statements are issued.Read the 10-Q on SEC EDGAR |
| SPRUSPRUCE POWER HOLDING CORP | 10-Q Aug 13, 2026 | Therefore, the Company has concluded that there is substantial doubt about its ability to continue as a going concern.Read the 10-Q on SEC EDGAR |
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Method
- Each row is a filing of the last 12 months (10-K, 10-Q, 20-F, 40-F or 6-K) in which the company itself states substantial doubt about its ability to continue as a going concern. The quote is that sentence, taken from the filing; "…" marks where Kresmion's stored excerpt cut it.
- A company is listed only while that filing is its most recent 10-K, 10-Q, 20-F or 40-F in Kresmion's record (a 6-K may follow it). Once a newer annual or quarterly report is on file without the statement, the company leaves the list.
- A filing is listed only when it states the doubt as a present conclusion (in the notes, the discussion, the auditor's report or a risk factor worded as fact). Not listed: a possible or future doubt ("could raise", "future conditions"), doubt that management's plans or new funds have alleviated, doubt about a subsidiary only, accounting-policy text with no conclusion, a former auditor's earlier opinion, and 8-K current reports.
- Kresmion also reads each listed filing's full text: a filing that says anywhere that the doubt has been alleviated, or no longer exists, is left out. The doubt must be about the company itself, not a subsidiary, a tenant or a borrower, and an accounting step taken before management's plans is not read as the conclusion.
- A filing can also describe management's plans to address the doubt. Read the filing for the full context.
- Kresmion reads the filings with deterministic text rules; no language model decides a row. Before publication Kresmion reviewed every quote on the list, and a row any review rejected is a test the rules must pass.
- Blank-check companies (SPACs) are listed apart, under their own switch: their filings tie the doubt to the deadline for completing a business combination, which is routine for the form. Kresmion marks a row as a SPAC from the filing's own wording.
- "N filings in 12 months" counts the filings in Kresmion's record with the same statement; it is not a claim about the company's full history.
- Source: the companies' own filings with the U.S. Securities and Exchange Commission (EDGAR). Information only, not investment advice.
Cite this data
Kresmion reads each company's periodic SEC filings with deterministic text rules and lists a filing only when it states substantial doubt about the company's own ability to continue as a going concern as a present conclusion; possible or future doubt, alleviated doubt, doubt about another entity, policy text and 8-K reports are left out, and so is a filing whose full text says the doubt was alleviated. Each row quotes the filing.
Upstream: SEC EDGAR: 10-K, 10-Q, 20-F, 40-F and 6-K filings
Kresmion, "Kresmion Going Concern Warnings", data as of 2026-11-06, https://kresmion.com/tools/going-concern. Upstream data: SEC EDGAR: 10-K, 10-Q, 20-F, 40-F and 6-K filings.
Link to this data (HTML):
<a href="https://kresmion.com/tools/going-concern">Kresmion Going Concern Warnings (Kresmion)</a>
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